Bank of America
Merrill Market Supervision Manager
$115K–$160K
Minneapolis · Manager · Full-time · Posted Oct 2, 2026
- Experience
- Minimum of 5+ years professional experience.
- Education
- Bachelor's degree or equivalent work experience (desired).
About the job
Supports Merrill Wealth Management market leadership by supervising advisor activity, managing compliance and business risks, and coaching personnel to protect clients and grow the market.
What you'll do
- Monitor advisor, client, and financial transaction activity for compliance and risk.
- Manage delegated compliance, administrative, and business functions and keep the Market Executive informed of significant matters.
- Coach advisors and market personnel on policies, procedures, and risk-aware business growth.
What they ask for
- Currently hold SIE, Series 7, Series 66 (or Series 63 and Series 65), and Series 9 and Series 10 (or Series 8), or equivalent licenses; Series 3 and 31 if warranted.
- At least 5 years of professional experience.
- Demonstrated risk-management ability and strong understanding of industry regulations, supervisory requirements, policies and procedures, wealth management concepts, and financial services products.
Nice to have
- Bachelor's degree or equivalent work experience.
- Market Supervision Manager experience, or completion of Merrill's Office Management Team Associate Development Program.
Pay
$115,000.00 - $160,000.00 annualized salary (base salary)
Model-written summary · the original posting is authoritative