Bank of America
Merrill Market Supervision Manager
$115K–$155K
Chicago · Manager · Full-time · Posted Jun 11, 2025
- Experience
- Minimum of 5+ years professional experience.
- Education
- Bachelor's degree or equivalent work experience.
About the job
Supports Merrill Wealth Management market leadership by overseeing delegated supervisory and business functions, managing compliance risk, and coaching advisors to grow their businesses responsibly.
What you'll do
- Monitor advisor and client activity, including financial transactions, for compliance with firm and regulatory requirements.
- Coach Financial Advisors and market personnel on policies, sales practices, and risk management.
- Manage delegated compliance, administrative, and business functions; respond to regulatory inquiries and resolve client concerns or complaints.
What they ask for
- Currently hold SIE, Series 7, Series 66 (or Series 63 and Series 65), and Series 9 and Series 10 (or Series 8), or equivalent licenses.
- Minimum of 5+ years professional experience.
- Demonstrated ability to manage risk and sound understanding of industry regulations, supervisory requirements, wealth management concepts, and financial services products.
Nice to have
- Bachelor's degree or equivalent work experience.
- Market Supervision Manager experience, or completion of Merrill's Office Management Team Associate Development Program.
Pay
$115,000.00 - $155,000.00 USD annualized salary (base salary)
Model-written summary · the original posting is authoritative