Bank of America
Merrill Private Wealth Supervision Manager
$115K–$160K
Los Angeles · Manager · Full-time · Posted Oct 27, 2026
- Experience
- Three years in the role is strongly preferred for current Merrill Lynch Market Supervision Managers; no other years of experience specified.
- Education
- High School Diploma / GED / Secondary School or equivalent. Bachelor’s degree or equivalent work experience is listed as desired.
About the job
Supervises Private Wealth Advisors and oversees branch compliance, risk management, and business functions to protect client outcomes and support ultra-high-net-worth clients.
What you'll do
- Monitor adherence to laws, policies, and supervisory requirements; manage regulatory, financial, and reputational risk.
- Coach Private Wealth Advisors on client-focused, suitable, and controlled business practices.
- Partner with market leadership and Centralized Supervision on compliance, client concerns, and branch operations.
What they ask for
- Series 7, 66, 9, and 10 licenses, or equivalent; Series 3 and 31 if warranted.
- Demonstrated ability to manage risk and sound knowledge of regulations, supervisory requirements, policies, wealth management, and financial products.
- Strong coaching, analytical, leadership, communication, organization, and time-management skills.
Nice to have
- Current Merrill Lynch Market Supervision Manager with three years of experience in the role (strongly preferred).
- Decision-making, negotiation, problem-solving, risk management, collaboration, and business operations management skills.
Pay
$115,000.00 - $160,000.00 USD annualized salary (base salary)
Model-written summary · the original posting is authoritative