Bank of America
Registered Wealth Management Client Associate
Charlotte · Full-time · Posted Oct 27, 2026
About the job
Provides client-service and operational support to Financial Advisors, serving as a frequent point of contact for client needs and helping maintain client relationships and compliance with bank procedures.
What you'll do
- Responds to client and Financial Advisor requests and prepares accurate, complete client materials.
- Educates clients about bank services and offerings, and supports client relationships and banking needs.
- Supports daily team operations and helps align practices with bank policies and procedures.
What they ask for
- Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 (63 and 65 accepted in lieu of 66); if not held, licenses must be obtained within a specified timeframe if hired into a registered job code.
- Advanced industry knowledge and understanding of investment products.
- Client-centric mindset and strong focus on results.
- Ability to learn and adapt to new information and technology platforms.
Nice to have
- Experience serving clients, fulfilling needs, delivering complex solutions, and providing a strong client experience.
- Proficiency with Microsoft Word, Excel, PowerPoint, and Salesforce.
Tools
Microsoft Word, Excel, PowerPoint, Salesforce
Model-written summary · the original posting is authoritative