Bank of America
Registered Wealth Management Client Associate
RALEIGH · Full-time · Posted Aug 5, 2026
- Education
- High School Diploma / GED / Secondary School or equivalent
About the job
Provides client service and operational support to Financial Advisors, serving as a frequent point of contact for clients and helping meet their banking and investment service needs.
What you'll do
- Educates clients on the bank’s service and banking offerings and responds to client and Financial Advisor requests.
- Prepares and follows up on client materials, supporting accuracy, timeliness, policy compliance, and risk management.
- Maintains client relationships, supports day-to-day team needs, and communicates client-related outcomes to Financial Advisors.
What they ask for
- Currently holds FINRA Securities Industry Essentials (SIE), Series 7, and Series 66 licenses; Series 63 and 65 are accepted in lieu of Series 66.
- Advanced industry knowledge and understanding of investment products.
- Strong work ethic, results focus, and a client-centric mindset.
- Ability to learn and adapt to new information and technology platforms.
Nice to have
- Client service experience, including fulfilling client needs and delivering complex solutions.
- Microsoft Word, Excel, PowerPoint, and Salesforce proficiency.
Tools
FINRA Securities Industry Essentials (SIE), Series 7, Series 66, Series 63, Series 65, Microsoft Word, Excel, PowerPoint
Model-written summary · the original posting is authoritative