BBVA
Control Room Associate
$120K–$130K
New York · Hybrid · Full-time · Posted Sep 3, 2026
- Experience
- Minimum of 4 years of Compliance experience within US regulated financial institutions; Corporate & Investment Banking experience preferred.
- Education
- Bachelor’s degree in Business, Finance, Economics, Law, or a related field, or equivalent relevant experience.
- Visa sponsorship
- Employment eligibility to work with BBVA in the U.S. is required; the company will not pursue visa sponsorship for these positions.
About the job
Supports BBVA CIB US’s Control Room and Registration programs to identify and mitigate compliance risks, maintain regulatory compliance, and improve related controls and surveillance.
What you'll do
- Manage Control Room activities, including information barriers, restricted and watch lists, wall-crossings, and employee personal trading surveillance.
- Administer US regulatory registrations and licensing, and maintain records and provide employee guidance.
- Support examinations, audits, investigations, training, governance documentation, reporting, and program improvements.
What they ask for
- Bachelor’s degree in Business, Finance, Economics, Law, or a related field, or equivalent relevant experience.
- Minimum of 4 years of Compliance experience within US regulated financial institutions.
- Experience managing or supporting Control Room, Information Barriers, Employee Personal Trading, Conflicts of Interest, and Registration programs.
- Strong knowledge of SEC, FINRA, CFTC, NFA, Broker-Dealer, Capital Markets, and Swap Dealer regulations.
Nice to have
- FINRA SIE, Series 7 and Series 24.
- Bilingual English/Spanish.
Pay
$120,000 to $130,000 USD base salary
Tools
MCO, Microsoft Excel, Google Workspace
Model-written summary · the original posting is authoritative