Capital One
Compliance Advisor Sr. Manager, Auto Finance
$162K–$184K
Plano, TX · Manager · Full-time · Posted Jul 31, 2026
- Experience
- At least 7 years of financial services risk management experience and at least 3 years of auto finance experience. Preferred: 8+ years of auto finance risk or compliance experience and 8+ years of auto finance originations experience.
- Education
- Bachelor's Degree or military experience; preferred: Master’s Degree or Juris Doctor.
- Visa sponsorship
- Capital One will not sponsor a new applicant for employment authorization for this position.
About the job
Serves as a second-line compliance risk advisor to Auto Finance, advising business teams, identifying risks, and supporting governance and compliance processes.
What you'll do
- Advise business teams on compliance requirements for products, processes, controls, remediation, and regulatory changes; identify cross-product risks.
- Analyze data and issues to identify compliance risks and trends, recommend improvements, and report risk topics to management.
- Lead or support governance activities, compliance forums, process improvement, and department training.
What they ask for
- Bachelor's Degree or military experience
- At least 7 years of risk management experience within financial services
- At least 3 years of auto finance experience
Nice to have
- Master’s Degree or Juris Doctor; 8+ years of auto finance risk or auto finance compliance experience; 8+ years of auto finance originations experience
- Certified Regulatory Compliance Manager certification (CRCM) or Certified Information Privacy Professional certification (CIPP); proficiency in Google Suite
Pay
$161,500 - $184,300 USD base salary (Plano, TX)
Tools
Google Suite
Model-written summary · the original posting is authoritative