Capital One
Compliance Tester II
$88K–$120K
Plano, TX +7 · Full-time · Posted Oct 6, 2026
- Location
- Plano, TX
Chicago, IL
Richmond, VA
McLean, VA
Jericho, NY
New York, NY
Wilmington, DE
Riverwoods, IL - Experience
- At least 2 years in audit, compliance, risk management, control or transaction reviews; preferred: 3+ years in financial services consumer compliance monitoring, auditing, risk management, or compliance, and 2+ years analyzing data.
- Education
- High School Diploma, GED or equivalent certification; Bachelor's Degree preferred.
- Visa sponsorship
- Capital One will not sponsor a new applicant for employment authorization for this position.
About the job
Conduct independent, risk-based compliance reviews to validate business adherence to laws, regulations, and Capital One’s risk management framework.
What you'll do
- Test business processes, data, and automation for compliance with regulatory requirements and document results within required timelines.
- Analyze data and support improvements to testing programs and approaches, including assessment plans focused on high-risk areas.
- Coordinate with business and compliance partners and support compliance audits and examinations.
What they ask for
- High School Diploma, GED or equivalent certification.
- At least 2 years of experience in audit, compliance, risk management, control or transaction reviews.
Nice to have
- Bachelor's Degree; proficiency with Google G-Suite and Reveal.
- Experience in consumer compliance monitoring, data analysis, technology testing solutions, data structures, SQL, or Python.
Pay
Chicago, IL: $87,700 - $100,100 USD base salary; Jericho, NY: $105,300 - $120,100 USD base salary; McLean, VA: $96,500 - $110,100 USD base salary; New York, NY: $105,300 - $120,100 USD base salary; Plano, TX: $87,700 - $100,100 USD base salary; Richmond, VA: $87,700 - $100,100 USD base salary; Riverwoods, IL: $87,700 - $100,100 USD base salary; Wilmington, DE: $87,700 - $100,100 USD base salary
Tools
Google G-Suite, Reveal, Robotics Processing Automation, Optical Character Recognition, Natural Language Processing, SQL, Python
Model-written summary · the original posting is authoritative