Capital One
Compliance Tester III
$110K–$138K
Richmond, VA +3 · Full-time · Posted Oct 23, 2026
- Location
- Richmond, VA
McLean, VA
Plano, TX
Riverwoods, IL - Experience
- At least 3 years in a qualifying compliance, quality assurance, control review, or audit area; preferred 4+ years in financial services consumer compliance testing, monitoring, or auditing.
- Education
- High School Diploma, GED or equivalent certification; bachelor's degree preferred.
- Visa sponsorship
- Capital One will not sponsor a new applicant for employment authorization for this position.
About the job
Executes risk-based compliance transaction testing and control reviews to validate business-line adherence to laws, regulations, and guidance.
What you'll do
- Conduct complex transaction testing and control reviews, analyze and document results, and retain supporting records.
- Manage testing schedules, review peers’ work, and develop improved testing methods and data sources.
- Coordinate with compliance and business partners and communicate results to stakeholders.
What they ask for
- High school diploma, GED, or equivalent certification.
- At least 3 years of experience in compliance testing, compliance monitoring, quality assurance, control review, or audit.
Nice to have
- Bachelor's degree; 4+ years of financial services consumer compliance testing, monitoring, or auditing.
- Presentation experience; experience with Excel, SQL, Teradata, Redshift, Python, Perl, JavaScript, or Shell.
Pay
USD $120,800 - $137,900 base salary (McLean, VA); USD $109,900 - $125,400 base salary (Plano, TX); USD $109,900 - $125,400 base salary (Richmond, VA); USD $109,900 - $125,400 base salary (Riverwoods, IL)
Tools
Excel, SQL, Teradata, Redshift, Python, Perl, JavaScript, Shell
Model-written summary · the original posting is authoritative