Capital One
Principal Auditor, (Experienced Senior Auditor) AML/Fraud and Ethics Audits (Hybrid)
$110K–$150K
Charlotte, NC +4 · Principal · Full-time · Posted Oct 5, 2026
- Location
- Charlotte, NC
McLean, VA
Richmond, VA
New York, NY
Plano, TX - Experience
- At least 4 year in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination. Preferred: 5+ years in banking, financial services, or related professional services, or a combination; 1+ years performing data analysis for internal auditing.
- Education
- Bachelor's Degree or military experience
- Visa sponsorship
- Capital One will not sponsor a new applicant for employment authorization for this position.
About the job
Leads and performs risk-based audits of BSA/AML, Sanctions, and Fraud Compliance activities, using data and analytics to assess controls and communicate findings.
What you'll do
- Lead small- to medium-sized audits, perform risk assessments and testing, and communicate issues, risks, and recommendations.
- Use data and analytical tools during audit planning and fieldwork; follow up on agreed audit actions.
- Work independently to deliver quality results on schedule and maintain effective relationships with business partners and Audit colleagues.
What they ask for
- Bachelor's Degree or military experience.
- At least 4 year of experience in auditing, Anti-Money Laundering, Fraud or Sanctions, or a combination.
Nice to have
- CFE, CAMS, CRCM, CIA, or relevant certification.
- 5+ years of experience in banking, financial services, a professional services firm serving clients in large banks, or a combination; 1+ years of data analysis in support of internal auditing.
Pay
$109,900 - $125,400 USD base salary (Charlotte, NC); $120,800 - $137,900 USD base salary (McLean, VA); $131,800 - $150,500 USD base salary (New York, NY); $109,900 - $125,400 USD base salary (Plano, TX); $109,900 - $125,400 USD base salary (Richmond, VA)
Tools
data analytics
Model-written summary · the original posting is authoritative