Capital One
Principal Auditor - Risk Management
$110K–$150K
New York, NY +3 · Principal · Full-time · Posted Sep 30, 2026
- Location
- New York, NY
Charlotte, NC
McLean, VA
Richmond, VA - Experience
- At least 4 years in auditing, accounting, financial analysis, compliance, or a combination; at least 1 year in Enterprise Risk Management or Operational Risk Management.
- Education
- Bachelor's Degree or military experience.
- Visa sponsorship
- Capital One will not sponsor a new applicant for employment authorization for this position.
About the job
Leads and performs risk management audits, evaluates controls and frameworks, documents findings, and advises other audit teams on risk management.
What you'll do
- Lead small audits or complete significant components of larger audits, including planning, risk scoping, audit programs, and testing.
- Review evidence, document conclusions, identify and escalate issues, and help draft audit findings.
- Coordinate with clients and audit teams, support audit initiatives, and coach junior staff.
What they ask for
- Bachelor's Degree or military experience.
- At least 4 years of experience in auditing, accounting, financial analysis, compliance, or a combination.
- At least 1 year of Enterprise Risk Management or Operational Risk Management experience.
Nice to have
- Audit leadership or auditor-in-charge experience; banking or financial services experience; internal audit or risk management experience (which may be combined with Big Four external Audit experience); or data analysis supporting internal auditing.
- Master’s degree in Accounting, Finance, or Business Administration, or a CIA, CPA, or relevant certification.
Pay
USD $109,900 - $125,400 base salary (Charlotte, NC); USD $120,800 - $137,900 base salary (McLean, VA); USD $131,800 - $150,500 base salary (New York, NY); USD $109,900 - $125,400 base salary (Richmond, VA)
Tools
data analytics
Model-written summary · the original posting is authoritative