Capital One
Senior Associate, Risk Specialist – eComm Surveillance Population Management
$88K–$120K
Richmond, VA +2 · Senior · Full-time · Posted Sep 25, 2026
- Location
- Richmond, VA
New York, NY
McLean, VA - Experience
- At least 2 years in a listed operations, process management, data reconciliation, or Compliance onboarding area, and at least 2 years using G-Suite or Microsoft Office for data work. Preferred: 3+ years in compliance operations, data integrity, or HR operations within financial services.
- Education
- Bachelor’s Degree or military experience
- Visa sponsorship
- Will not sponsor a new applicant for employment authorization or provide immigration-related support.
About the job
Manage the monitored-employee population for the Commercial Bank’s Broker-Dealer and Swap Dealer businesses, ensuring accurate records, surveillance-system provisioning, and regulatory coverage.
What you'll do
- Maintain employee population records and coordinate onboarding, offboarding, and system access verification.
- Reconcile employee data feeds against surveillance rosters, investigate discrepancies, and escalate operational or compliance risks.
- Partner with business and technical teams to improve workflows and automate manual processes.
What they ask for
- Bachelor’s Degree or military experience.
- At least 2 years of experience in operations, process management, data reconciliation, or Compliance onboarding workflows.
- At least 2 years of experience utilizing G-Suite or Microsoft Office for data tracking, reporting, or analysis.
Nice to have
- 3+ years of experience in compliance operations, data integrity, or HR operations within a financial services institution.
- Familiarity with FINRA, SEC, or CFTC population tracking; surveillance tools; or process automation.
Pay
$96,500 - $110,100 USD base salary (McLean, VA); $105,300 - $120,100 USD base salary (New York, NY); $87,700 - $100,100 USD base salary (Richmond, VA)
Tools
G-Suite, Microsoft Excel, Microsoft Office, FINRA, SEC, CFTC
Model-written summary · the original posting is authoritative