Catena Labs
Compliance Program Manager
New York +1 · Remote · Manager · Full-time · Posted Aug 20, 2026
- Location
- New York
Remote - United States - Experience
- 5+ years in compliance at a bank or trust company; fiduciary and trust compliance experience under 12 C.F.R. Part 9 and/or general non-financial-crimes compliance is ideal.
About the job
Build and operate core compliance programs for Catena Trust Bank, including fiduciary compliance, third-party risk, affiliate transactions, and other non-financial-crimes obligations.
What you'll do
- Help establish and run the Compliance Management System and lead fiduciary, third-party risk, and affiliate-transaction programs.
- Oversee non-financial-crimes compliance, track regulatory developments, and support compliance training.
- Prepare committee and Board materials and support examinations and audits.
What they ask for
- Strong command of a bank Compliance Management System and second-line oversight, including risk assessment, monitoring and testing, issue management, and reporting.
- Understanding of conflicts-of-interest and self-dealing controls in a fiduciary context.
- Exceptional writing skills, including drafting policies, procedures, and Board materials.
- Sound judgment and initiative in an ambiguous, build-from-scratch environment.
Nice to have
- Hands-on third-party risk management experience aligned to OCC Bulletin 2023-17; knowledge of Regulation W and affiliate-transaction controls.
- Exposure to digital assets, stablecoins, fintech custody and payments, AI/ML systems, de novo charters, or OCC supervision; CRCM or comparable certification.
Tools
12 C.F.R. Part 9, OCC Bulletin 2023-17, Regulation W, Sections 23A and 23B of the Federal Reserve Act, AI, ML
AI focus
Preferred experience includes implementing systems that use AI and ML to improve quality and productivity within the compliance function. The company’s broader mission involves enabling AI agents in financial services.
Model-written summary · the original posting is authoritative