D. E. Shaw
Compliance Officer
$140K–$180K
New York, NY · Full-time · Posted Oct 28, 2026
- Experience
- Four to eight years of experience in compliance, audit, or a related legal or operational role.
- Education
- Bachelor’s degree or higher.
About the job
Supports the firm’s compliance program through testing, regulatory analysis, third-party oversight, reporting, and training.
What you'll do
- Design and conduct compliance tests, documenting findings and recommendations.
- Analyze investment adviser regulations and assess new initiatives and policy changes.
- Monitor third-party providers, prepare compliance reports, and develop training.
What they ask for
- Bachelor’s degree or higher.
- Analytical skills and comfort with numbers and data.
- Excellent written and verbal communication skills.
- Judgment, discretion, initiative, and ability to coordinate cross-functional workstreams.
Nice to have
- Experience at a financial services firm, particularly an investment adviser, is a plus but not required.
Pay
$140,000 to $180,000 USD annual base salary
Model-written summary · the original posting is authoritative