Flow Traders
Senior Regulatory and Securities Attorney
$200K–$250K
New York +1 · Senior · Full-time · Posted Sep 11, 2026
- Location
- New York
New York, New York, United States - Experience
- 6+ years of relevant legal experience.
- Education
- J.D. from an accredited law school.
About the job
Serves as senior in-house counsel advising Flow Traders on U.S. securities law and regulatory matters across its trading, ETF, digital-asset, and tokenization businesses.
What you'll do
- Advise business, trading, and operations teams on securities laws, broker-dealer requirements, trading practices, and new products.
- Guide digital-asset and tokenization work, monitor regulatory developments, and identify and mitigate legal risks.
- Support agreements and strategic transactions, coordinate outside counsel, and collaborate with the global Legal team.
What they ask for
- J.D. from an accredited law school and active membership in good standing with at least one U.S. state bar.
- Deep expertise in U.S. federal securities law, including SEC and FINRA rules applicable to broker-dealers.
- Experience advising on digital assets, cryptocurrency, or blockchain matters, including token classification, DeFi, and securities-law application.
- Significant experience at a leading law firm and/or in-house at a financial services firm, broker-dealer, trading firm, or regulatory agency.
Nice to have
- New York state bar membership; experience advising a proprietary trading firm, market maker, or exchange.
- Familiarity with AML/BSA, cross-border securities matters, investment adviser or derivatives regulation, global Legal functions, or mentoring.
Pay
$200,000 to $250,000 USD base salary; annual discretionary variable remuneration (amount not stated).
Model-written summary · the original posting is authoritative