GCM Grosvenor
Compliance Associate
$90K–$110K
Chicago, Illinois, United States · Full-time · Posted Oct 27, 2026
- Experience
- 2 to 5 years in a legal or compliance-related role at a financial services firm, regulatory body, compliance consultant, or law firm dealing with broker-dealer, investment adviser, or AML matters.
- Education
- Bachelor’s degree required.
About the job
Supports GCM Grosvenor’s compliance program through regulatory filings, monitoring, employee guidance, testing, and policy and training work.
What you'll do
- Assist with regulatory filings, audits, examinations, and ongoing monitoring, including AML/KYC and sanctions screening.
- Support information barriers, employee trading reviews, communications surveillance, and compliance testing.
- Draft and update policies and procedures, advise employees, and develop and conduct training.
What they ask for
- Bachelor’s degree.
- Strong written and oral communication skills; strong Microsoft Excel and PowerPoint skills.
- Understanding of relevant regulatory and self-regulatory agencies and securities laws.
- Knowledge and experience with compliance management best practices.
Nice to have
- ACAMS, FINRA Securities Industry Essentials (SIE), or Series 7 certifications or licenses.
- Experience with compliance and AML systems such as RDC, Moody’s, MyComplianceOffice, or Complysci.
Pay
$90,000 — $110,000 USD (base salary)
Tools
RDC, Moody’s, MyComplianceOffice, Complysci, Microsoft Excel, PowerPoint
Model-written summary · the original posting is authoritative