iCapital Network
Chief Risk Officer - Managing Director
$350K–$400K
New York, New York, United States +1 · Director · Full-time · Posted Mar 13, 2026
- Location
- New York, New York, United States
Greenwich, Connecticut, United States - Experience
- 15+ years of senior leadership experience.
- Education
- Bachelor’s degree required; advanced degree (JD, MBA, or equivalent) strongly preferred.
About the job
Leads iCapital’s global regulatory compliance, enterprise risk, financial crime, governance, safety, resilience, and incident management programs.
What you'll do
- Oversee global regulatory compliance, licensing, examinations, and AML/KYC, sanctions, and financial crime controls.
- Design and execute the enterprise risk management framework, including risk assessments, governance, controls, and Board reporting.
- Lead global teams and oversee assurance, business continuity, incident management, physical security, and life safety programs.
What they ask for
- 15+ years of senior leadership experience in risk management, compliance, or governance within financial services, fintech, asset management, broker-dealer, or investment advisory environments.
- Hands-on expertise in alternative investments and executive accountability for AML, KYC, sanctions, customer due diligence, and financial crime compliance across multiple jurisdictions.
- Experience owning regulatory compliance in highly regulated environments, including direct regulator engagement and responsibility for examinations and audits.
- Demonstrated success designing and operating enterprise risk frameworks and building and leading large global teams.
Nice to have
- Advanced degree (JD, MBA, or equivalent); professional certifications such as FRM, CRCMP, CFA, CPA, or CAMS.
Pay
$350,000 to $400,000 (base salary)
Tools
SEC, FINRA, Advisers Act, Investment Company Act, Bank Secrecy Act, USA PATRIOT Act, OFAC, AIFMD
Model-written summary · the original posting is authoritative