iCapital Network
Regulatory and Compliance, AML - Assistant Vice President
$85K–$110K
Salt Lake City, Utah, United States · Director · Full-time · Posted Oct 21, 2026
- Experience
- 5+ years of alternatives experience; preferably with both broker dealer and registered investment advisor experience.
About the job
Leads the review and approval of investor AML and KYC for private funds and supports the Legal and Compliance teams with compliance work.
What you'll do
- Review investor and client AML/KYC documentation, communications, quarterly reporting, and ongoing monitoring; conduct AML screening reviews and dispositions.
- Perform third-party reliance testing and monitoring, and provide compliance guidance on new initiatives across business lines.
- Assist with preparing for and responding to inquiries and audits.
What they ask for
- Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933, and Cayman Islands Anti-Money Laundering Regulations.
- AML and KYC knowledge of regulatory requirements for private fund investors.
- Experience with AML screening resolution vendor tools.
- Excellent verbal communication skills and ability to interact personally.
Nice to have
- Alternatives experience with both broker-dealer and registered investment advisor experience.
- ACAMS certification; JD is a plus.
Pay
USD $85,000 to $110,000 base salary
Tools
LexisNexis, Worldcheck, ComplyAdvantage
Model-written summary · the original posting is authoritative