iCapital Network
Regulatory and Compliance, Corporate AML Oversight - Vice President
$155K–$180K
New York, New York, United States · Director · Full-time · Posted Oct 16, 2026
- Experience
- 10+ years of relevant experience in AML and BSA, financial crimes, regulatory compliance, or related risk-management roles within financial services.
- Education
- Bachelor's degree is required; JD, advanced degree, or other relevant professional certification is a plus.
About the job
Provides senior oversight of AML controls and the U.S. AML/CFT compliance framework across applicable businesses, advising stakeholders and supporting regulatory readiness.
What you'll do
- Maintain and enhance AML/CFT policies, controls, governance, monitoring, and risk assessments; identify gaps and oversee remediation.
- Assess products, relationships, and business initiatives for AML and sanctions risks; guide higher-risk relationship reviews and suspicious-activity investigations.
- Support regulatory examinations, audits, third-party oversight, management reporting, and risk-based AML/CFT training.
What they ask for
- 10+ years of relevant AML/BSA, financial-crimes, regulatory-compliance, or related risk-management experience in financial services.
- Bachelor's degree is required.
- Significant experience within a regulated financial institution, such as a broker-dealer, investment adviser, asset manager, private funds organization, or bank.
- Strong working knowledge of the Bank Secrecy Act, USA PATRIOT Act, FinCEN, OFAC, FINRA AML, and relevant SEC requirements.
Nice to have
- Experience assessing complex legal entities, private investment structures, funds, financial intermediaries, or institutional relationships.
- CAMS certification is strongly preferred.
Pay
$155,000 to $180,000 (base salary)
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