iCapital Network
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President
$155K–$185K
Greenwich, Connecticut, United States +2 · Director · Full-time · Posted Aug 25, 2026
- Location
- Greenwich, Connecticut, United States
New York, New York, United States
Salt Lake City, Utah, United States - Experience
- 8-15+ years of alternatives experience.
- Education
- JD is a plus, but not required.
About the job
Leads investor subscription document review for private and registered funds, ensuring materials are complete and comply with applicable securities laws and FINRA rules.
What you'll do
- Lead the Subscription Document Review team and manage client engagements and relationships.
- Review, track, and maintain investor subscription materials; provide deficiency comments.
- Maintain client and investor reporting, engagement rules, and communications about fundraises and investor issues.
What they ask for
- Experience in fund structuring and formation, including reviewing governing documents for alternative and registered funds.
- Experience reviewing investor governing documents, such as limited liability company agreements and trust agreements.
- Knowledge of the Investment Company Act of 1940 and Securities Act of 1933.
- Strong communication, interpersonal, project management, and process development skills.
Nice to have
- Private funds and registered investment advisor experience.
- AML/KYC knowledge of regulatory requirements for private fund investors; JD.
Pay
USD $155,000 to $185,000 base salary
Model-written summary · the original posting is authoritative