iCapital Network
Regulatory and Compliance, Investor Onboarding and Regulatory Review - Vice President
$155K–$185K
New York, New York, United States +2 · Director · Full-time · Posted Aug 25, 2026
- Location
- New York, New York, United States
Greenwich, Connecticut, United States
Salt Lake City, Utah, United States - Experience
- 8-15+ years of alternatives experience.
About the job
Leads investor subscription document review and client engagements, ensuring materials for private and registered fund investments are complete and compliant with applicable regulations.
What you'll do
- Lead the Subscription Document Review team and manage client relationships.
- Review, track, and maintain subscription materials and provide deficiency comments.
- Maintain subscription reporting and engagement rules, and coordinate with investor relations teams on fundraises and investor issues.
What they ask for
- Experience in fund structuring and formation, including reviewing governing documents for alternative and registered funds.
- Experience reviewing investor governing documents, such as limited liability company agreements and trust agreements.
- Knowledge of the Investment Company Act of 1940 and Securities Act of 1933.
- Strong verbal communication, client-facing professionalism, project management, and process development skills.
Nice to have
- Private funds and registered investment advisor experience.
- AML/KYC knowledge of regulatory requirements for private fund investors; JD.
Pay
$155,000 to $185,000 USD base salary
Model-written summary · the original posting is authoritative