iCapital Network
Regulatory Reporting - Vice President
$150K–$175K
New York, New York, United States +1 · Director · Full-time · Posted Oct 22, 2026
- Location
- New York, New York, United States
Greenwich, Connecticut, United States - Experience
- 8+ years of experience, primarily focused on private funds and registered investment advisers.
- Education
- Bachelor's degree in a related field.
About the job
Leads regulatory reporting for registered investment advisers and private funds, overseeing filings, advising on regulatory developments, and managing compliance processes.
What you'll do
- Oversee preparation of regulatory filings and own the end-to-end regulatory reporting process.
- Monitor regulatory developments, assess their impact, and recommend solutions to regulatory challenges.
- Develop compliance functions, tests, and procedures; coordinate with internal and external stakeholders.
What they ask for
- Bachelor's degree in a related field.
- Strong knowledge of reporting obligations for registered investment advisers, private funds, and reports required under the 1934 Act.
- Experience with regulatory examinations, investigations, or other interactions with the SEC, FINRA, and NFA.
- Experience evaluating risk and mapping risk and controls across firm practices.
Pay
USD 150,000 to USD 175,000 base salary
Tools
Form D, blue-sky, Form ADV, Form PF, 34 Act filings, BE-185
Model-written summary · the original posting is authoritative