iCapital Network
Regulatory Reporting - Vice President
$150K–$175K
Greenwich, Connecticut, United States +1 · Director · Full-time · Posted Oct 22, 2026
- Location
- Greenwich, Connecticut, United States
New York, New York, United States - Experience
- 8+ years of experience, primarily focused on private funds and registered investment advisers.
- Education
- Bachelor's degree in a related field
About the job
Leads regulatory reporting and compliance processes for registered investment advisers and private funds, including filings, regulatory monitoring, and related risk and control work.
What you'll do
- Oversee regulatory filings and own the end-to-end regulatory reporting process.
- Monitor regulatory developments and advise on their impact; recommend solutions to regulatory challenges.
- Develop compliance functions, tests, and procedures, and coordinate with internal and external stakeholders.
What they ask for
- Bachelor's degree in a related field.
- Strong knowledge of RIA, private fund, and 1934 Act reporting obligations.
- Experience with regulatory examinations, investigations, or other interactions with the SEC, FINRA, and NFA.
- Experience evaluating risk and mapping risk and controls across firm practices.
Pay
USD $150,000 to $175,000 base salary
Model-written summary · the original posting is authoritative