Jane Street
Regulatory Exam Manager
New York, New York, United States · Manager · Full-time · Posted Aug 19, 2026
- Experience
- 8+ years of relevant experience in financial services.
- Education
- Bachelor's degree; JD is a plus.
About the job
Oversees regulatory examinations from start to finish, coordinating responses and communications with regulators and colleagues across the firm.
What you'll do
- Interpret examination requests and set scope, responsibilities, and timelines.
- Draft written submissions and prepare colleagues for meetings with examiners.
- Review materials, maintain examination records, and improve examination-management processes.
What they ask for
- 8+ years of relevant legal, compliance, or regulatory experience in financial services, with deep involvement in regulatory examinations.
- Direct experience working with the SEC, FINRA, and other regulators at a regulated financial institution, or advising broker-dealer clients through examinations as outside counsel.
- Strong writing, communication, organization, and judgment; knowledge of the US financial regulatory framework.
Nice to have
- JD.
Model-written summary · the original posting is authoritative