JPMorgan Chase
Assistant General Counsel - Wealth Management Investment Products - Vice President
$183K–$275K
OH +4 · Director · Full-time · Posted Oct 28, 2026
- Location
- OH
Chicago, IL
Washington, DC
Jersey City, NJ
Plano, TX - Experience
- Minimum 5 years of legal practice experience.
- Education
- Juris Doctor degree.
About the job
Provides legal advice on wealth management investment products, with a primary focus on broker-dealer and investment advisory matters, while supporting product offerings, regulatory compliance, and risk management.
What you'll do
- Advise on investment products and support product development, distribution, marketing, disclosures, agreements, and governance.
- Interpret securities laws and regulations and provide practical legal counsel on business priorities and risks.
- Partner with business stakeholders, Legal, Compliance, Risk, and Controls on compliance, risk management, and controls.
What they ask for
- Juris Doctor degree and active license to practice law in at least one United States jurisdiction.
- At least 5 years of legal practice experience, including relevant financial services, wealth management, broker-dealer, investment advisory, and/or asset management experience.
- Experience advising on broker-dealer and/or investment advisory matters and investment products.
- Working knowledge of the Investment Advisers Act of 1940, federal and state securities laws, and FINRA rules, including familiarity with Regulation Best Interest.
Nice to have
- Experience advising on Investment Company Act of 1940 registered funds and/or registered fund distribution.
Pay
$183,350.00-$242,000.00 USD base salary; $199,500.00-$275,000.00 USD base salary; $199,500.00-$275,000.00 USD base salary
Tools
Investment Advisers Act of 1940, Investment Company Act of 1940, Financial Industry Regulatory Authority (FINRA) rules, Regulation Best Interest, federal and state securities laws
Model-written summary · the original posting is authoritative