JPMorgan Chase
Compliance – Surveillance Lead (Surveillance Investigative Unit) – Vice President
$128K–$199K
Jersey City, NJ · Director · Full-time · Posted Oct 15, 2026
- Experience
- Relevant regulatory or broker-dealer experience required; no number of years stated.
- Education
- Bachelor’s degree or equivalent experience.
About the job
Leads investigations into potentially suspicious securities and money-laundering activity, determines whether SARs are warranted, and prepares investigation documentation and filings.
What you'll do
- Investigate suspicious activity involving insider trading, market manipulation, penny-stock fraud, money laundering, and terrorist financing.
- Assess whether activity warrants a suspicious activity report; draft case memoranda and SAR narratives and prepare SAR forms.
- Manage a diverse caseload and collaborate with teams across the firm on investigations and related initiatives.
What they ask for
- Bachelor’s degree or equivalent experience.
- Relevant regulatory or broker-dealer experience, such as in compliance, trade surveillance, or securities regulation.
- Working knowledge of U.S. securities laws, including the Securities Act of 1933, the Securities Exchange Act of 1934, and applicable FINRA and self-regulatory organization rules.
- Familiarity with the U.S.A. PATRIOT Act, Bank Secrecy Act, OFAC, and other anti-money laundering regulatory policies; experience monitoring, investigating, and reporting related suspicious activity.
Nice to have
- Juris Doctor.
- Proficiency in learning new computer systems.
Pay
$128,250.00-$199,000.00 USD base salary
Model-written summary · the original posting is authoritative