JPMorgan Chase
Firmwide Compliance Risk Assessment - Vice President
$104K–$190K
Brooklyn, NY +2 · Director · Full-time · Posted Oct 22, 2026
- Location
- Brooklyn, NY
Jersey City, NJ
Plano, TX - Experience
- 7 or more years; financial services experience across one or more of the listed areas.
About the job
Supports firmwide execution and reporting of Compliance Risk Assessments, identifying and assessing compliance risks and promoting consistent standards across the organization.
What you'll do
- Support the CRA framework, methodology, execution, and enhancements across the firm.
- Assess compliance risks, calibrate risk levels with stakeholders, and deliver CRA reporting to governance committees and the Board.
- Support regulatory matters, audits and exams, issue response, and ad hoc risk and control analysis.
What they ask for
- 7 or more years of financial services experience in one or more of control/risk management, compliance, audit, legal, product or process management, testing, or data analysis; preferably in Asset & Wealth Management.
- Working knowledge of regulatory and compliance requirements for Asset & Wealth Management, including the Investment Advisers Act of 1940, Investment Company Act of 1940, ERISA, SEC/FINRA rules, and fiduciary duty standards.
- Familiarity with Asset & Wealth Management products, platforms, and distribution channels.
- Experience partnering with 2nd Line AWM Compliance and Operational Risk teams on key compliance program areas.
Nice to have
- Prior experience supporting an Asset & Wealth Management business or line of business.
- Experience supporting relevant regulatory examinations and inquiries, including issue management and remediation.
Pay
$118,750.00-$190,000.00 USD base salary; $118,750.00-$190,000.00 USD base salary; $104,500.00-$165,000.00 USD base salary
Tools
Investment Advisers Act of 1940, Investment Company Act of 1940, ERISA, SEC/FINRA rules
Model-written summary · the original posting is authoritative