JPMorgan Chase
J.P. Morgan Wealth Management - Vice President Supervisory Manager - Chicago, IL, Plano, TX, Tempe, AZ and San Antonio, TX
$99K–$165K
Chicago, IL +3 · Director · Full-time · Posted Sep 29, 2026
- Location
- Chicago, IL
Plano, TX
Tempe, AZ
San Antonio, TX - Experience
- 7+ years in the securities and investment industry.
About the job
Oversee complex supervisory escalations and correspondence, manage trade correction reviews, and coordinate risk-based resolutions and supervisory initiatives across J.P. Morgan Wealth Management.
What you'll do
- Resolve e-communication and transaction inquiries; review and approve trade corrections and correspondence.
- Partner with field and supervisory teams to resolve exceptions, supervise registered personnel, and respond to Compliance, Supervision, and Audit inquiries.
- Lead supervisory initiatives, identify process improvements, and escalate issues with recommendations.
What they ask for
- 7+ years in the securities and investment industry.
- Deep understanding and experience of advisory services, products, and complex client accounts; working knowledge of the US financial regulation framework, including applicable FINRA rules.
- Strong risk-management knowledge and ability to make independent, sound risk-based decisions under firm policy.
- Active and valid FINRA Series 7 and at least one of Series 66 (63,65), 9/10 (4,24,53); any missing licenses must be obtained within 120 days of starting.
Nice to have
- Retail brokerage and/or annuity experience.
- Bachelor’s Degree.
Pay
Chicago,IL $105,000.00-$165,000.00 USD base salary; Plano,TX $105,000.00-$165,000.00 USD base salary; Tempe,AZ $99,000.00-$156,000.00 USD base salary; San Antonio,TX $99,000.00-$156,000.00 USD base salary
Tools
FINRA Series 7, FINRA Series 66, FINRA Series 63, FINRA Series 65, FINRA Series 9, FINRA Series 10, FINRA Series 4, FINRA Series 24
Model-written summary · the original posting is authoritative