Mercury
Senior Product & Regulatory Counsel - Investment Products
$197K–$274K
San Francisco, CA, New York, NY, Portland, OR, or Remote within Canada or United States +1 · Remote · Senior · Full-time · Posted Aug 5, 2026
- Location
- San Francisco, CA, New York, NY, Portland, OR, or Remote within Canada or United States
Any Office or Remote - Experience
- 6+ years of legal experience, with at least 2 years focused on non-deposit investment products.
About the job
Serves as the primary legal advisor for Mercury Treasury and Mercury Invest, guiding investment products from development through launch and ongoing operations while supporting regulatory compliance.
What you'll do
- Advise on investment product features, disclosures, marketing and customer communications, and operational matters with regulatory impacts.
- Partner with product, compliance, risk, engineering, and operations teams; interpret regulations and support FINRA and SEC examination readiness.
- Use AI tools in legal workflows and translate regulatory requirements into clear guidance for stakeholders.
What they ask for
- 6+ years of legal experience, including at least 2 years focused on non-deposit investment products.
- Familiarity with the Investment Advisers Act, Securities Act, Investment Company Act, Regulation Best Interest, Form CRS/ADV, FINRA rules, and related regulatory frameworks.
- Exceptional communication skills and proactive ownership.
- Strong working knowledge of AI use cases in legal roles and/or financial services, and interest in using AI to drive efficiency.
Nice to have
- Some in-house experience; exposure to relevant regulatory agencies.
- Experience outside investments/brokerage, such as financial services, payments, or fintech.
Pay
$219,000 — $273,800 USD (base salary); $197,100 — $246,400 USD (base salary); $207,000 — $258,700 CAD (base salary)
Tools
AI
AI focus
Use AI tools in legal workflows to improve efficiency.
Model-written summary · the original posting is authoritative