Millennium
Compliance Associate
$70K–$160K
New York, New York · On-site · Full-time · Posted Sep 16, 2026
- Experience
- 3–5 years of relevant experience; ideally gained at a regulatory authority, bank, broker-dealer, or buy-side firm.
- Education
- Bachelor’s degree in Computer Science, Finance, Economics, or a similar field preferred.
About the job
Supports Millennium’s global Quantitative Trading Compliance program, focusing on regulatory considerations for algorithmic and systematic trading activities.
What you'll do
- Administer the global program, including vetting and ongoing reviews of portfolio management teams under the Algorithmic Trading Policy.
- Monitor regulatory developments and analyze opportunities to enhance the program.
- Assist with regulatory examinations and other compliance projects; maintain policies and procedures and prepare training materials.
What they ask for
- 3–5 years of relevant experience.
- General understanding of artificial intelligence, including current regulatory focus areas.
- Strong analytical and conceptual problem-solving skills, attention to detail, ownership, prioritization, and communication skills.
- Proficiency in Microsoft PowerPoint and Excel.
Nice to have
- Experience with algorithmic or systematic trading, including model-based trading and investment and execution algorithms.
- Bachelor’s degree in Computer Science, Finance, Economics, or a similar field, with a strong academic record; understanding of global financial markets and market structure.
Pay
$70,000 to $160,000 USD base salary
Tools
Microsoft PowerPoint, Excel
AI focus
Requires a general understanding of AI, including current regulatory focus areas; no direct AI development work is stated.
Model-written summary · the original posting is authoritative