Morgan Stanley
Americas Market Conduct Regulatory Relations Director (AVP)
$77K–$117K
Dallas, Texas · On-site · Director · Full-time · Posted Oct 7, 2026
- Experience
- 5+ years; experience supporting regulatory examinations, continuous monitoring, or issue remediation, or experience with a regulatory organization such as the SEC, FINRA, CFTC, or NFA.
- Education
- Bachelor's degree required.
About the job
Coordinates regulatory examinations, risk reviews, and ongoing monitoring for market conduct regulators, while advising on responses, remediation, and process improvements.
What you'll do
- Manage regulatory exams, risk reviews, and ad hoc requests; coordinate regulator communications and responses.
- Advise on regulatory responses and remediation plans, prepare stakeholders for meetings, and track open issues through resolution.
- Support process improvements in documentation and technology, including AI and automation.
What they ask for
- Bachelor's degree.
- 5+ years' experience supporting regulatory examinations, continuous monitoring, or issue remediation, or experience with a regulatory organization such as the SEC, FINRA, CFTC, or NFA.
- Proficiency with Microsoft Office tools and collaboration/content platforms.
- Demonstrated ability to work effectively with regulators.
Pay
USD $77,000 and $116,750 per year (base salary)
Tools
Teams, AI, OpenPages, Word, Excel, PowerPoint, Visio, Zoom
AI focus
Working knowledge of AI tools and interest in applying automation to improve reporting, documentation, and process execution.
Model-written summary · the original posting is authoritative