Morgan Stanley
Branch Manager, Producing
Lexington, Kentucky · On-site · Manager · Full-time · Posted Nov 3, 2025
- Experience
- At least 5 or more years as a Financial Advisor (with satisfactory production and compliance record) or comparable branch management or product area experience.
- Education
- Bachelor’s degree required or equivalent education or experience.
About the job
Leads a producing wealth-management branch, building revenue and a client book while managing risk, staff, compliance, and branch performance.
What you'll do
- Build and manage client relationships, develop a high-net-worth client base, and support clients’ investment needs.
- Recruit, retain, train, coach, and lead Financial Advisors and branch staff; drive sales and branch growth.
- Oversee branch financial performance, risk management, regulatory compliance, supervisory procedures, and client service.
What they ask for
- Bachelor’s degree, or equivalent education or experience.
- At least 5 or more years of experience as a Financial Advisor with satisfactory production and compliance record, or comparable branch management or product area experience.
- Active Series 7, 8 (or 9 and 10), 66 (or 63 and 65), and 3 registrations; Series 31 is acceptable if the branch conducts managed futures business only.
- Effective written and verbal communication, critical thinking, team management, and organizational skills.
Model-written summary · the original posting is authoritative