Morgan Stanley
Central Review Unit Risk Officer
South Jordan, Utah · On-site · Full-time · Posted Oct 15, 2026
- Experience
- 5–10 years of industry experience, with a focus on risk or compliance.
- Education
- Bachelor’s degree or equivalent work experience.
About the job
Conduct centralized, risk-based supervisory reviews to identify sales-practice, suitability, and compliance issues and strengthen the firm’s control environment.
What you'll do
- Execute supervisory reviews, assess alerts and risk indicators, and document findings.
- Identify emerging risks and control gaps; recommend or support remediation.
- Partner with Field Risk, Compliance, Legal, and business teams, and support audits and regulatory examinations.
What they ask for
- Familiarity with SEC, FINRA, and firm compliance policies.
- Active Series 7 and 66, or Series 65 and 63.
- Advanced technological proficiency, particularly in Excel and data analytics tools.
- Bachelor’s degree or equivalent work experience.
Nice to have
- Series 9 and 10, or Series 8; alternatively, ability to obtain within 60 days of hire.
- Advanced understanding of Alternative Investments and complex products.
Tools
Excel
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