Morgan Stanley
Executive Services Specialist, Associate
$70K–$100K
Sandy, Utah +2 · On-site · Full-time · Posted Oct 15, 2026
- Location
- Sandy, Utah
Purchase, New York
Alpharetta, Georgia - Education
- Bachelor’s degree required.
About the job
Manages the adoption, implementation, and ongoing administration of Rule 10b5-1 trading plans and restricted-stock transactions for executive clients and issuers.
What you'll do
- Serve as a primary contact for executive clients, issuer teams, financial advisors, and internal partners, handling inquiries and resolving or escalating service issues.
- Lead plan implementation discussions and advise on plan structure and trade schedules; support restricted-stock transactions, filings, clearing, and settlement.
- Educate clients and partners on relevant SEC rules and equity-plan operations, while maintaining accurate records and identifying service and efficiency improvements.
What they ask for
- Bachelor’s degree.
- Current SIE, Series 7 and Series 63 licenses.
- Proficiency with Microsoft Office Suite, including Excel and PowerPoint.
- Demonstrated success supporting clients in a high-touch service environment, including executive and C-Suite level clients.
Nice to have
- MBA, CFA, Certified Equity Professional (CEP) or Equity Compensation Associate (ECA) designation.
- Prior experience in Capital Markets, Investment Banking/Origination, Wealth Management, Executive Services or Stock Plan Administration.
Pay
$70,000 to $100,000 per year (base salary)
Tools
Microsoft Office Suite, Excel, PowerPoint
Model-written summary · the original posting is authoritative