Morgan Stanley
Fixed Income Compliance Officer, Vice President - Securitized Products and Rates
New York, New York · On-site · Director · Full-time · Posted Oct 21, 2026
- Experience
- Minimum 7-10 years of fixed income compliance or legal experience.
- Education
- Bachelor’s Degree required; J.D. optional.
About the job
Provides regulatory compliance advice and oversight to Securitized Products and Rates businesses, helping ensure their trading, origination, lending, policies, and practices meet firm and regulatory requirements.
What you'll do
- Advise Securitized Products and Rates desks on regulatory requirements; monitor regulatory developments and support policy, procedure, and training updates.
- Engage with business and control partners to address compliance issues, review trading practices and technology, and maintain supervisory procedures.
- Support regulatory reviews, audits, and examinations.
What they ask for
- In-depth understanding of Securitized Products and Rates products and market practices.
- Detailed knowledge of broker-dealer compliance regulations, including FINRA, CFTC, and SEC.
- Strong communication, organization, time-management, and prioritization skills; ability to manage projects and resolve complex issues with minimal supervision.
- Bachelor’s Degree required.
Nice to have
- J.D. (optional).
Pay
USD 120000 to USD 205000 per year (base salary)
Model-written summary · the original posting is authoritative