Morgan Stanley
Global Infrastructure Research – Associate/Vice President, Risk Management (New York)
$140K–$250K
New York, New York · On-site · Director · Full-time · Posted Sep 29, 2026
- Experience
- 5+ years of industry experience in Legal, Compliance, or Risk Management is preferred; alternatively, previous experience supporting an Operational Risk framework focused on incident management.
- Education
- Bachelor’s degree in Business, Finance, or other related fields.
About the job
Supports Americas Research risk management by strengthening controls, governance, incident response, and operational processes across the research business.
What you'll do
- Oversee and improve day-to-day risk controls and control frameworks; maintain policies, investigate exceptions, and support incident reporting.
- Lead projects for the supervisory platform and information security program, and support audits and compliance assessments.
- Coordinate resolution of complex risk incidents with global colleagues, including root-cause analysis, escalation, and governance.
What they ask for
- Bachelor’s degree in Business, Finance, or another related field.
- 5+ years of industry experience in Legal, Compliance, or Risk Management is preferred; alternatively, previous experience supporting an Operational Risk framework focused on incident management.
- Experience with Microsoft platforms, Zoom, and Teams.
- Strong communication, problem-solving, collaboration, and stakeholder-management skills.
Nice to have
- Project management capabilities and familiarity with Agile principles.
- Familiarity with securities markets, investment research, and SEC and FINRA rules or regulations.
Pay
$140,000 and $250,000 per year USD base salary
Tools
Microsoft platforms, Zoom, Teams, Agile, SEC, FINRA
Model-written summary · the original posting is authoritative