Morgan Stanley
Institutional Securities Group Financial Crimes Advisory Vice President
New York, New York · On-site · Director · Full-time · Posted Oct 9, 2026
- Experience
- 8+ years of relevant experience.
About the job
Executes Morgan Stanley’s financial crimes prevention program for Institutional Securities businesses, advising on AML, sanctions, and related client, counterparty, and transaction risks.
What you'll do
- Advise on KYC onboarding, due diligence, escalations, customer risk reviews, and new product approvals.
- Draft and execute policies, deliver training, and support regulatory exams, inquiries, and audits.
- Coordinate with business and control stakeholders, serve on committees, and represent the Firm in industry forums.
What they ask for
- Detailed understanding of laws, rules, and regulations pertaining to AML, sanctions, and anti-corruption.
- Knowledge of Institutional Securities, including M&A, sales and trading, equity underwriting, and debt financing.
- Strong analytical, communication, project management, judgment, and collaboration skills.
Nice to have
- Experience at a large or complex financial institution, law firm, or government/regulatory body.
Pay
USD 120000 to USD 210000 per year (base salary).
Model-written summary · the original posting is authoritative