Morgan Stanley
Regional Control Associate
Palm Beach Gardens, Florida · On-site · Full-time · Posted Oct 22, 2026
- Experience
- Previous industry management experience; no number of years specified.
- Education
- Four-year college degree or professional certification preferred.
About the job
Coordinates regional risk and service initiatives, including audit readiness, control testing, approvals, remediation, and training.
What you'll do
- Manage regional business and service initiatives, audit and control activities, and remediation efforts.
- Support branch examinations, conduct office visits and control testing, and identify training opportunities.
- Review regional approvals, escalate issues, and standardize procedures while coaching service leaders.
What they ask for
- Active Series 7 (GS), Series 9 and Series 10 (SU), and Series 66 (AG/RA) or Series 63 (AG) and Series 65 (RA).
- Previous industry management experience.
- Ability to travel within the Region and Home Office as needed.
Nice to have
- Four-year college degree or professional certification.
Model-written summary · the original posting is authoritative