Morgan Stanley
Restricted Securities Associate
Sandy, Utah · On-site · Full-time · Posted Sep 25, 2026
- Experience
- 2-5 years of experience in a financial sales/service environment.
- Education
- Education or training equivalent to a bachelor’s degree.
About the job
Supports restricted- and control-stock transactions by reviewing service requests, coordinating processing, and advising internal partners on documentation and procedures.
What you'll do
- Review, verify, and approve or deny service requests based on predefined criteria; coordinate processing with EFS partners.
- Respond to branch inquiries, advise on documentation and procedures, and monitor account activity.
- Maintain accurate records, generate and analyze reports, and collaborate to resolve complex inquiries and improve processes.
What they ask for
- Financial sales or service environment experience with proven results.
- Education or training equivalent to a bachelor’s degree.
- Fundamental knowledge of the brokerage business.
- Strong critical thinking, attention to detail, and Excel and data analysis skills.
Nice to have
- Executive and financial services experience, including limited Rule 10b5-1 trading plans, Section 16, restricted stock, Rule 144, and equity compensation.
- Conflict resolution and critical thinking skills.
Tools
Excel
Model-written summary · the original posting is authoritative