Morgan Stanley
Risk Officer
Atlanta, Georgia · On-site · Full-time · Posted Sep 21, 2026
- Experience
- Previous industry experience; no years specified.
- Education
- Bachelor’s degree required or equivalent education or experience.
About the job
Oversees branch-level risk, supervision, and compliance, maintaining a controlled environment and addressing regulatory, client, audit, and personnel risks.
What you'll do
- Oversee branch risk, supervisory, and compliance functions; guide staff on policies and procedures.
- Manage risk procedures, complaints, audits, supervisory coverage, and client suitability concerns.
- Support compliance training, recruit onboarding, and coordination with Legal, Compliance, and investigation teams.
What they ask for
- Bachelor’s degree or equivalent education or experience.
- Previous industry experience.
- Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66).
- Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures.
Nice to have
- Evidence of strong leadership capabilities or previous supervisory experience.
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