Morgan Stanley
U.S. ISG Core Compliance Professional
Dallas, Texas · On-site · Full-time · Posted Oct 16, 2026
- Experience
- 5+ years in compliance, legal, risk management or a related control function.
About the job
Coordinates U.S. ISG compliance training, lessons learned, regulatory reviews and certifications, while supporting governance, reporting and related compliance initiatives.
What you'll do
- Coordinate lessons learned from regulatory enforcement actions and annual reviews of SEC, FINRA and NFA priorities.
- Support mandatory training delivery, completion tracking, documentation and management reporting across business units.
- Manage annual regulatory certification processes and support governance improvements, gift and entertainment initiatives, and new regulatory requirements.
What they ask for
- 5+ years of experience in compliance, legal, risk management or a related control function.
- Proficiency in Microsoft Office applications, including Excel, PowerPoint, Word, Teams and SharePoint.
- Strong organizational and project management skills, attention to detail, and ability to manage multiple workstreams.
- Effective written and verbal communication skills and ability to collaborate with stakeholders across regions.
Nice to have
- Institutional securities experience.
Pay
USD 77000 to USD 116750 per year (base salary)
Tools
Excel, PowerPoint, Word, Teams, SharePoint
Model-written summary · the original posting is authoritative