Morgan Stanley
Vice President, Bank Compliance – Institutional Business and Regulation W Coverage
$108K–$162K
Dallas, Texas · On-site · Director · Full-time · Posted Sep 16, 2026
- Experience
- 8 or more years of compliance and/or regulatory experience.
- Education
- Bachelor's degree required; MBA or JD preferred.
About the job
Provides compliance advice and oversight to institutional businesses on U.S. banking regulations and related compliance programs.
What you'll do
- Advise on Regulation W, Regulation O, Anti-Tying rules, and Government Securities Act requirements; support related policies and procedures.
- Conduct compliance monitoring, risk assessments, testing support, and contribute to the Annual Compliance Plan.
- Prepare management updates, KRIs, dashboards, and training; assess compliance requirements for new products and coordinate control implementation.
What they ask for
- Bachelor's degree.
- 8 or more years of compliance and/or regulatory experience, with financial services industry knowledge and experience analyzing business risk and best practices.
- Knowledge of OCC and Federal Reserve banking regulations and how they apply to bank products.
- Ability to explain how regulations apply to products.
Nice to have
- MBA or JD.
- CRCM.
Pay
$108,000 and $162,000 per year (USD), base salary
Model-written summary · the original posting is authoritative