Morgan Stanley
VP, International WM Compliance Officer
$108K–$185K
Dallas, Texas · On-site · Director · Full-time · Posted Oct 16, 2026
- Experience
- Typically 9-10+ years' relevant experience would generally be expected.
About the job
Provides compliance advice and oversight for international and cross-border Wealth Management activities, including jurisdictional guidance, governance, and regulatory engagement.
What you'll do
- Advise on securities laws, licensing, regulatory expectations, and permissible activities in non-U.S. markets, particularly Europe and Latin America.
- Develop cross-border compliance policies, procedures, controls, and governance standards; assess regulatory changes and translate them into business requirements.
- Lead risk assessments, reviews, testing, training, and oversight of complex cross-border matters, regulatory inquiries, and remediation.
What they ask for
- Expertise in U.S. and non-U.S. financial services regulation, including European and Latin American securities, licensing, and cross-border requirements.
- Experience developing and implementing compliance policies, procedures, control frameworks, and governance standards.
- Ability to interpret evolving regulations, make independent judgments, and provide practical, risk-based advice to senior management.
- Experience leading complex cross-border initiatives, risk assessments, regulatory matters, or remediation across functions and jurisdictions.
Nice to have
- FINRA Series 7 and 24 or 9/10.
- Executive presence and credibility to influence senior stakeholders and represent Compliance in governance forums.
Pay
$108,000.00 and $185,000.00 per year (base pay)
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