National Life
Chief Compliance Officer - NLG Capital
$206K–$302K
Addison, TX +3 · Full-time · Posted Nov 7, 2025
- Location
- Addison, TX
Montpelier, VT
Addison, TX
Montpelier, VT - Experience
- 10+ years of progressive compliance or legal experience, including at least 10 years in a senior leadership role.
- Education
- Bachelor’s degree in Finance, Economics, Business, or Law required.
About the job
Leads NLG Capital’s compliance program and strategy, overseeing regulatory obligations and risk across traditional investments and expanding private markets.
What you'll do
- Set compliance strategy and advise leadership on regulatory risks and developments.
- Oversee SEC and other regulatory communications, examinations, filings, and Board reporting.
- Develop and improve compliance controls and monitoring across public and private investments, including CLOs, private lending, and SPVs.
What they ask for
- Bachelor’s degree in Finance, Economics, Business, or Law.
- 10+ years of progressive compliance or legal experience in investment advisory, asset management, or private markets, including at least 10 years in a senior leadership role.
- Expertise in private credit, CLOs, structured finance, commercial real estate investing, and SPV oversight.
- Deep knowledge of SEC regulations and the Investment Advisers Act of 1940.
Nice to have
- Advanced degree (JD, MBA) or professional certifications such as CFA, CAIA, or IACCP.
- Familiarity with LSTA guidance or similar frameworks.
Pay
$206,250 — $302,500 USD (base salary)
Tools
Form ADV, Rule 206(4)-7
AI focus
Use approved AI tools where appropriate to improve work efficiency, quality, and impact; review and validate AI-generated content and follow company AI principles and policies.
Model-written summary · the original posting is authoritative