Sr. Life & Annuity Compliance Analyst - Advertising

What you'll do

• Review submitted advertising materials and suggest compliant approaches or exceptions as appropriate.
• Complete assigned work accurately and on time, following team processes and policies.
• Communicate compliance guidance and build relationships with internal and external partners, including regulators.

What they ask for

• FINRA Series 7 and 24.
• 5+ years of progressive, relevant combined compliance and/or life insurance and annuity experience.
• Proficiency in Microsoft Office Suite.
• Strong communication, analytical, organizational, and customer-service skills; ability to work accurately in a fast-paced environment and maintain confidentiality.

Nice to have

• FINRA Series 63 or equivalent registration, or ability to obtain it within 1 year of hire.
• Pursuit of LOMA certifications or comprehensive knowledge of fixed life insurance and annuity products.

Pay

$70,875 — $103,950 USD base salary

Tools

Microsoft Office Suite

AI focus

Expected to use approved AI tools where appropriate, validate AI-generated content, and follow company policies and AI principles on confidentiality, privacy, security, compliance, retention, and intellectual property.