Ramp
Chief Compliance Officer, Ramp Advisory LLC
$170K–$300K
New York, NY (HQ) +3 · Hybrid · Full-time · Posted Oct 16, 2026
- Location
- New York, NY (HQ)
Remote (US or Canada)
San Francisco, CA
Miami, FL - Experience
- 8+ years in investment adviser compliance, including prior experience as a CCO or deputy CCO of an SEC-registered adviser.
About the job
Serve as the designated Chief Compliance Officer for Ramp Advisory LLC, owning its compliance program and regulatory relationships while partnering with teams to support product development and customer onboarding.
What you'll do
- Lead the compliance program, including policies, Code of Ethics, Form ADV, annual reviews, books and records, monitoring, complaints, training, and personal-trading controls.
- Serve as the primary SEC contact and provide compliance review and advice on marketing, disclosures, onboarding, product changes, partners, and vendors.
- Build the anti-money laundering program and scalable onboarding controls with Product, Engineering, and Customer Experience.
What they ask for
- 8+ years in investment adviser compliance, including prior CCO or deputy CCO experience at an SEC-registered adviser.
- Experience in fintech and deep working knowledge of the Advisers Act and SEC expectations.
- Direct experience supporting SEC examinations and interfacing with regulators; experience overseeing custodian, broker-dealer, or sub-adviser relationships.
- AI fluency and demonstrated use of AI and automation to build and scale compliance programs; experience designing controls with engineering and cross-functional teams.
Nice to have
- Experience building or scaling a compliance program at a high-growth company.
- Experience with cash management or fixed income strategies, or digital or technology-enabled advisory models.
Pay
$170K – $300K (base salary)
Tools
AI
AI focus
Use AI and automation to build and scale compliance programs.
Model-written summary · the original posting is authoritative