TD Bank
Compliance Officer, Surveillance
$120K–$145K
New York, New York · Office Focused · Full-time · Posted Oct 22, 2026
- Experience
- Approximately 4+ years of relevant experience in Compliance, Surveillance, Risk, Operations, Technology, project coordination, or consulting. The general job description also states 5-7 years of related experience.
- Education
- Bachelor's degree in business, finance, risk, compliance, or a related field; also accepts a bachelor's degree or equivalent combination of education and relevant work experience.
About the job
Supports the delivery and administration of Trade and Communications Surveillance initiatives by coordinating projects, remediation, governance reporting, and stakeholder work.
What you'll do
- Maintain project plans, milestones, metrics, and governance reporting for surveillance initiatives and enhancements.
- Coordinate regulatory and audit remediation, track issues, collect evidence, and escalate risks or delays.
- Prepare documentation and materials for surveillance procedures, regulatory responses, reviews, and senior governance discussions.
What they ask for
- Bachelor's degree in business, finance, risk, compliance, or a related field, or equivalent combination of education and relevant work experience.
- Experience supporting projects, remediation activities, or control initiatives related to Trade or Communications Surveillance in a regulated environment.
- Familiarity with compliance, risk management, surveillance, change management, project management, or operational processes.
- Strong organizational, communication, stakeholder coordination, and prioritization skills.
Nice to have
- Trade or Communications Surveillance experience at a financial institution.
- Experience at a Big Four firm.
Pay
$120,000 - $145,000 USD (base salary)
Model-written summary · the original posting is authoritative