TD Bank
Compliance Quality Assurance Manager (US)
$87K–$139K
Charlotte, North Carolina +4 · Office Focused · Manager · Full-time · Posted Nov 5, 2026
- Location
- Charlotte, North Carolina
New York, New York
Greenville, South Carolina
Mount Laurel, New Jersey
Portland, Maine - Experience
- 7+ years of experience; desired: 8+ years of internal audit, testing and/or quality assurance experience.
- Education
- Undergraduate degree or equivalent work experience.
About the job
Leads independent compliance testing engagements and peer reviews, assessing adherence to policies, standards, procedures, and regulatory requirements.
What you'll do
- Plans, leads, and oversees compliance testing engagements, including analysis, communications, and reporting.
- Follows up on testing findings, identifies risks and issues, and escalates or coordinates resolutions.
- Provides compliance testing expertise and guidance, while helping improve processes and operational efficiency.
What they ask for
- Undergraduate degree or equivalent work experience.
- 7+ years of experience.
- Knowledge of financial institution laws/regulations, strategies, and risk management/compliance programs.
- Skilled in computer applications including MS Office suite, with a focus on Excel and PowerPoint.
Nice to have
- CPA, CIA, CFE, CRCM or equivalent a plus.
- 8+ years of internal audit, testing and/or quality assurance experience.
Pay
$86,840 - $139,360 USD (base salary)
Tools
MS Office suite, Excel, PowerPoint
Model-written summary · the original posting is authoritative