TD Bank
Financial Advisor (Multiple Levels) - Auburn, Maine
$72K–$108K
Auburn, Maine · On-site · Full-time · Posted Oct 27, 2026
- Experience
- 2+ years providing advice, planning, and investment sales.
- Education
- Bachelor's degree strongly preferred.
About the job
Provides financial planning guidance and investment recommendations to TD Wealth clients while managing relationships, client service, and sales growth.
What you'll do
- Review clients’ financial goals and recommend suitable investment and wealth solutions; deliver planning, onboarding, and annual reviews.
- Manage client relationships, provide ongoing service, and refer clients to Retail, Small Business/Commercial, and Wealth partners as appropriate.
- Meet sales goals while complying with applicable regulations, policies, and continuing education requirements.
What they ask for
- SIE, Series 7, and Series 63 required.
- L&H and Series 66 (or equivalent), or ability to obtain them within the Licensing and Registration Schedule.
- Consultative sales experience and proven ability to achieve sales goals.
- Ability to travel within the assigned market to meet prospects, clients, and partners five days a week.
Nice to have
- Bachelor's degree strongly preferred.
Pay
$72,280 - $108,160 USD (base salary)
Model-written summary · the original posting is authoritative