TD Bank
Financial Advisor (Multiple Levels) - Rye Brook/ Thornwood, NY
$67K–$118K
Rye Brook, New York · On-site · Full-time · Posted Oct 26, 2026
- Experience
- 2+ years of providing advice, planning and investment sales.
- Education
- Bachelor's degree strongly preferred.
About the job
Provides financial planning, investment recommendations, and ongoing wealth relationship management to TD Wealth clients, with responsibility for service and sales goals.
What you'll do
- Review client financial goals, provide plans and investment recommendations, and conduct annual reviews and proactive outreach.
- Manage client relationships and onboarding, identify needs, and refer clients to appropriate Wealth, Retail, and Small Business/Commercial partners.
- Meet sales goals while following applicable regulations, policies, and customer due-diligence requirements.
What they ask for
- 2+ years of providing advice, planning and investment sales.
- SIE, Series 7, and Series 63 required; L&H and Series 66 (or equivalent), or ability to obtain them within the Licensing and Registration Schedule.
- Consultative sales experience and a proven ability to achieve sales goals.
- Ability to travel within the assigned market and commute within the territory.
Nice to have
- Bachelor's degree strongly preferred.
Pay
$66,560 - $117,520 USD (base salary)
Model-written summary · the original posting is authoritative